Securities Trading

In 2019/20, ROMA has started a new segment of securities broking, placing and underwriting, investment advisory and asset management services. The Group is licensed to conduct Type 1 (dealing in securities), Type 4 (advising on securities) and Type 9 (asset management) regulated activities under the Securities and Future Ordinance.

Excellent Success Investments Limited (“ESIL”), a wholly-owned subsidiary of Roma (meta) Group, was founded in 2013 which mainly offers comprehensive and quality securities brokerage services including underwriting, placement, margin financing and IPO subscription services. ESIL is registered in The Stock Exchange of Hong Kong Limited as an exchange participant and licensed by the Securities and Futures Commission of Hong Kong for Type 1 regulated activities. Our goal is to provide one-stop services to retail and institutional investors. Our internet trading platform provides clients with reliable and convenient stock trading services.

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